Your clients trust you with their financial future.
Regulators require you to protect it.
BoTech Security Solutions provides managed security and PCI DSS compliance for financial services organizations in Kansas City and nationwide — RIAs, accounting firms, insurance brokers, and financial advisors. Active security monitoring and compliance management at a flat monthly rate.
PCI DSS compliance not formally validated
Organizations that process payment card data are required to validate compliance annually. Most small financial services firms have never formally done so.
FTC Safeguards Rule requirements
Financial institutions under FTC jurisdiction must implement a written information security programme — most do not have one that meets current requirements.
Client data is a high-value target
Financial account details, tax records, and investment information command the highest prices on criminal markets. Financial firms are specifically targeted.
Cyber insurance requiring documented controls
Financial services cyber insurance underwriters are now requiring evidence of active security controls — not just a policy declaration.
Financial services organizations face the most complex regulatory security requirements of any small business sector.
PCI DSS, FTC Safeguards Rule, state financial privacy laws, and for some organizations SOC 2 — financial services organizations navigate a multi-framework compliance environment that most do not have the internal resources to manage properly.
The combination of high-value client data, complex regulatory obligations, and underinvestment in security makes small financial services organizations disproportionately attractive targets for cybercriminals.
Get Your Free Scorecard →Multi-framework compliance management for regulated financial services organizations.
PCI DSS, FTC Safeguards Rule, and SOC 2 compliance management combined with active security monitoring — in a single flat-rate engagement.
PCI DSS Compliance Management
Gap analysis against all 12 PCI DSS requirements, SAQ completion support, evidence package preparation, and ongoing compliance management to maintain validated status annually.
FTC Safeguards Rule Programme
Written information security programme built and maintained in compliance with FTC Safeguards Rule requirements — risk assessment, safeguards implementation, and ongoing oversight.
24/7 Security Monitoring
Continuous monitoring of every endpoint that handles client financial data. Threats detected and contained before client data is compromised — with the audit trail your compliance framework requires.
SOC 2 Readiness
For financial services organizations whose clients or custodians require SOC 2 — we build the control framework and evidence trail that supports the formal Type I or Type II audit.
Vendor Risk Management
Every third-party vendor that touches client financial data reviewed against your compliance framework. Security requirements assessed, agreements executed, and reviews documented annually.
Cyber Insurance Alignment
Security programme and documentation aligned with cyber insurance underwriter requirements — ensuring accurate application responses and the best defensible position when a claim occurs.
From zero to audit-ready in 90 to 120 days.
A structured process that builds your compliance programme from the ground up — security active within 14 days, compliance programme complete within 90 to 120.
Assess
Full gap analysis against your specific regulatory framework. Every gap documented before a single policy is written.
Secure
Security monitoring live. Endpoints enrolled. Configurations hardened. Your security baseline is established and active.
Build
All 12 policies written. Risk assessment completed. Evidence tracking configured. Workforce training initiated.
Audit-Ready
First evidence cycle complete. BAAs executed. You can now respond to a regulator or auditor with confidence.
Find out where your organization's compliance programme actually stands.
A free 30-minute assessment reviews your current posture against PCI DSS, FTC Safeguards Rule, or SOC 2 — and gives you a specific list of gaps to address. No pitch. No obligation.
